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Free asset compliance register (PDF). Track each asset's inspection and certification due dates, standard, responsible person, status and evidence link.

Jarrod Milford

Jarrod Milford

Commercial Director

Updated 4 June 2026

Key takeaways

  • An asset compliance register lists each asset against its compliance obligations: the standard, the due date, the responsible person and the current status.
  • It answers a different question to an asset register: not what you own, but whether each asset is compliant and inspected on time.
  • Recording the next due date and an evidence link per obligation turns the register into an audit-ready view of overdue and upcoming items.
  • WHS Regulations 2011 Chapter 5 require records of inspection, testing and maintenance for plant; this register is where those obligations are tracked.

Updated 4 June 2026

How to use: download the PDF, print or complete digitally on any device.

  • PDF format, ready to print or fill on screen
  • Use as-is or customise to suit your operation
  • Go digital in MapTrack for photos, alerts and audit trails

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FreePDFUpdated June 2026

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What is a asset compliance register?

An asset compliance register is a structured record that lists each asset against the compliance obligations that apply to it. For every asset it captures the obligation type (such as statutory inspection, certification, calibration or test), the standard or regulation it answers to, the responsible person, the date the obligation was last met, the next due date, the current status and a link to the evidence. It is the document that lets a manager see, across the whole asset base, which assets are compliant, which are due soon and which are overdue, without opening a separate file for each machine.

It is distinct from a basic asset register, which records what you own and where it is. The compliance register layers obligations on top of those assets and tracks whether each one is being met on time. Maintenance managers, compliance officers and site managers in construction, mining, facilities and manufacturing use it to stay audit-ready and to prove plant is inspected, tested and certified as required. Under the WHS Regulations 2011, Chapter 5, duty holders must inspect, test and maintain plant and keep records of that work, and some plant must be registered or certified before use. In MapTrack, each asset carries its inspections, certifications and due dates directly on its profile, so the compliance position is live and an overdue obligation is flagged automatically rather than surfacing only at audit time.

Learn more about compliance and inspections in MapTrack.

Benefits of using this asset compliance register

  • Audit-ready view: one register shows the compliance status of every asset, so an auditor's request is answered without assembling files machine by machine.
  • Overdue control: a next-due date and status against each obligation makes overdue inspections and lapsed certifications obvious before they become a finding.
  • Clear accountability: naming a responsible person per obligation removes the ambiguity over who owns each inspection, test or certification.
  • Evidence on hand: an evidence link against each obligation means the certificate or report can be produced quickly when a regulator or client asks.
  • Standard traceability: recording the standard each obligation answers to shows precisely why an asset is inspected and to what requirement it conforms.
  • Risk prioritisation: sorting by due date and status surfaces the highest-risk overdue plant first, so limited inspection resource goes where it matters.
  • Renewal planning: upcoming due dates let you plan inspections, calibrations and certifications ahead instead of reacting once items are already overdue.

Benefits of digitising forms in MapTrack

When you move your registers from paper to MapTrack, you get:

  • Field users can easily scan a QR code to complete a form on mobile. Unlimited users.
  • Automatically get alerts when faults are identified.
  • Link every form digitally as a PDF to the relevant asset, location or person.
  • Receive a digital PDF copy with every submission to your email.
  • Ability to share forms digitally.
  • Build conditional logic (show or hide questions based on answers).
  • Take pictures or attach photos. Not possible with a paper-based form.
  • Electronic signatures.
  • Edit forms later without reprinting.
  • Restrict permissions (who can view, complete or approve).
  • Build forms with AI (describe what you need and MapTrack suggests the form).
  • Set recurring audit schedules with automatic reminders and escalation.
  • Produce regulator-ready PDF compliance packs in one click.
  • Track corrective actions from finding to close-out with full audit trail.

Book a demo to see how MapTrack handles registers.

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Saunders International

Steve McAllister

Asset Coordinator, Saunders International

What to include in a asset compliance register

This asset compliance register covers 10 key areas:

  • Register details: organisation, site or scope covered, prepared by, and the date.
  • Asset ID and description: the tag or ID and a clear name for the asset the obligation applies to.
  • Obligation type: the compliance activity, such as statutory inspection, certification, calibration, test or registration.
  • Standard or regulation: the standard, code or regulation the obligation answers to (for example a WHS regulation or an AS standard).
  • Responsible person: the named owner accountable for meeting that obligation.
  • Last completed date: when the obligation was last met.
  • Frequency: how often the obligation recurs (for example annual, six-monthly, before use).
  • Next due date: when the obligation is next due so overdue items are visible.
  • Status: a consistent code such as compliant, due soon, overdue or not applicable.
  • Evidence link or reference: where the certificate, report or record is filed for verification.

How to use this asset compliance register

  1. List the assets that carry a compliance obligation within your scope.: Decide which sites or asset classes the register covers, then list the assets that are subject to inspection, testing, calibration or certification. Pull from your asset register so the compliance register stays linked to the same asset IDs and nothing inspectable is left off the list.
  2. Record the obligations and the standard each asset answers to.: For each asset, capture every applicable obligation and the standard, code or regulation behind it, such as a WHS regulation for registrable plant or an AS standard for an inspection. Listing the obligation against its source makes it clear why the asset is inspected and to what requirement.
  3. Assign a responsible person to each obligation.: Name the individual accountable for meeting each obligation rather than a team, so there is no ambiguity over who arranges the inspection or certification. A single named owner per obligation is what keeps items from falling between roles when people are busy or away.
  4. Record the last completed date, frequency and next due date.: Enter when each obligation was last met, how often it recurs and calculate the next due date from that frequency. The next due date is the engine of the register, because it is what lets you sort the whole asset base into compliant, due soon and overdue.
  5. Set the status and attach the evidence for each obligation.: Mark each obligation compliant, due soon, overdue or not applicable, and record where the certificate, inspection report or calibration record is filed. Having the evidence reference on the same line means proof of compliance is produced in seconds during an audit.
  6. Review the register on a cycle and act on overdue and upcoming items.: Run a scheduled review, sort by due date and status, and book the inspections and certifications that are overdue or due soon. Update the status and dates as work is completed and sign off the review so there is a dated record the asset base was current at that point.

In MapTrack, you can automate compliance tracking and audit trails. Each submission is stored as a timestamped PDF against the asset record.

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How often should you complete this register?

Review the asset compliance register at least monthly so overdue inspections and certifications are caught early, and update each line as obligations are met or new assets are added. Run a full reconciliation against the asset register quarterly and before any external audit or client review, so no inspectable asset is missing an obligation. Assets with frequent statutory inspections, such as cranes or pressure equipment, warrant a closer watch. In MapTrack, each asset carries its inspections and due dates on its own profile, so the compliance position updates as work is logged and overdue items are flagged automatically.

Frequently asked questions

An asset compliance register lists each asset against the compliance obligations that apply to it. For every asset it records the obligation type, the standard or regulation behind it, the responsible person, the last completed and next due dates, the status and a link to the evidence. It gives managers a single, audit-ready view of which assets are compliant, which are due soon and which are overdue across the whole asset base.

An asset register records what you own and where it is: the ID, description, location and custody of each asset. An asset compliance register layers the obligations on top of those assets and tracks whether each one is being met on time, with due dates, status, responsible person and evidence. The asset register answers what you have; the compliance register answers whether it is inspected, certified and compliant. They share asset IDs but serve different questions.

The WHS Regulations 2011, Chapter 5, require a person conducting a business to inspect, test and maintain plant and to keep records of that work, and some plant must be registered or certified before use. The WHS Act 2011 sets the overarching duty to ensure plant is safe so far as is reasonably practicable. An asset compliance register that records the obligation, due date, status and evidence is the practical way to hold and produce those records during an audit or after an incident.

Review it at least monthly so overdue inspections and lapsed certifications are caught early, and update each line as obligations are met or assets are added. Reconcile it in full against the asset register quarterly and before any external audit or client review. Assets with frequent statutory inspections, such as cranes and pressure equipment, justify a closer watch, because a single overdue obligation on critical plant carries far more risk than an administrative one.

Yes. Download and use this asset compliance register for free: open the file in your browser and use Print then Save as PDF, or print it to complete by hand. No account is required. If you would rather track inspections, certifications and due dates against each asset, with overdue obligations flagged automatically and evidence stored on the asset profile, MapTrack can do that. Book a demo to see how it works.

Applicable regulatory standards

This template aligns with the following regulations and standards:

  • WHS Regulations 2011, Chapter 5 - Plant and Structures (duties to inspect, test and maintain plant and keep records)
  • ISO 55001 - Asset Management Systems (systematic control and assurance over the asset base)
  • WHS Act 2011, Section 19 - Primary duty of care (ensuring plant is safe and compliant so far as is reasonably practicable)

Need to automate compliance tracking and audit trails?

Register every asset in MapTrack, attach digital forms, and get a complete history of every inspection, service and compliance record.

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