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Subcontractor Pre-Qualification Assessment

Pre-qualification assessment for subcontractor engagement under WHS obligations.

Company logo

PAGE 1 OF 2

Subcontractor Details

Assessment Items

Complete each row with the subcontractor's details. Attach copies of certificates and evidence as required.

# Assessment Item Details / Evidence
Company Details
1Years in operation and relevant industry experience
2Number of employees (direct and subcontracted)
Insurance & Licences
3Public liability insurance (policy no., amount, expiry)
4Workers compensation insurance (policy no., insurer, expiry)
5Professional indemnity insurance (if applicable)
6Trade licences and registrations (licence nos. and expiry dates)
WHS Management System
7WHS policy statement provided
8Risk assessment and SWMS process documented
9WHS management system certification (e.g. ISO 45001)
10Drug and alcohol policy in place
Subcontractor Assessment - Page 2 of 2
Subcontractor
Date
Assessor
# Assessment Item Details / Evidence
Training Records
11Construction induction training (white/blue card) for all workers
12High risk work licences held by relevant personnel
13First aid and emergency response training records
14Competency records for plant and equipment operators
Recent Incident History
15Number of notifiable incidents in the last 3 years
16Lost time injury frequency rate (LTIFR) for last 12 months
17Regulatory notices or prosecutions in the last 5 years
References
18Reference 1: company name, contact person, phone
19Reference 2: company name, contact person, phone
20Reference 3: company name, contact person, phone
Overall Risk Rating
LOW: approved, standard monitoring MEDIUM: approved with conditions HIGH: not approved, see notes

Declaration

I confirm that this pre-qualification assessment has been completed to evaluate the subcontractor's capability to perform work safely in accordance with the Work Health and Safety Act 2011 and relevant regulations. The risk rating reflects the overall assessment of the subcontractor's safety systems, competency and incident history. Subcontractors rated High must not be engaged until all deficiencies are resolved.

Assessor Sign-off
Signature
Print name
Date
Approved By (WHS Manager / Project Director)
Signature
Print name
Date