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Contractor Prequalification Checklist

Assessment of contractor safety systems, insurance, licences and past performance prior to engagement.

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Contractor Details

Prequalification Assessment

For each requirement, record whether evidence was sighted (Yes / No) and note the document reference or details.

# Assessment Area Requirement Evidence Sighted Notes / Reference
WHS Management System
1WHS management systemDocumented WHS policy, objectives and procedures
2WHS certificationISO 45001 or AS/NZS 4801 certification (if claimed)
3Risk managementRisk assessment, SWMS and JSA examples provided
4Incident investigationDocumented incident investigation procedure
Insurance
5Workers compensationCurrent certificate of currency, covers all workers
6Public liabilityCurrent certificate, min $10M (or as per contract)
7Professional indemnityCurrent certificate (if applicable to scope)
8Motor vehicle insuranceCurrent certificate for vehicles used on site
Licences & Qualifications
9Trade licencesRelevant trade licences current and verified
10High-risk work licencesWorkers hold current HRW licences for scope
11Construction inductionWorkers hold current white card / GI card
12Specialist trainingWorking at heights, confined space, asbestos (as needed)
Contractor Prequalification - Page 2 of 2
Contractor
Date
# Assessment Area Requirement Evidence Sighted Notes / Reference
Incident History & Performance
13Safety statistics (3 years)LTIFR and TRIFR provided and within benchmarks
14Notifiable incidentsList of notifiable incidents in last 3 years
15Regulatory actionsNo improvement, prohibition notices or prosecutions
Subcontractor & Environmental Management
16Subcontractor managementDocumented prequalification process for own subs
17Environmental managementWaste, spill, dust, noise and heritage procedures
References
18Reference 1Project name, scope, client, contact details
19Reference 2Project name, scope, client, contact details
Assessment Outcome
APPROVED CONDITIONALLY APPROVED NOT APPROVED
Assessor Sign-off
Signature
Print name
Position
Date