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Chain of Responsibility Checklist

HVNL Section 26C - CoR self-assessment for heavy vehicle transport operations

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Organisation Details
Role(s) in the Chain of Responsibility
Employer Prime contractor Operator Scheduler Consignor Consignee Packer Loader Unloader

1. Speed Management

Verify that scheduling, contracts and operations do not encourage or require drivers to exceed legal speed limits.

# Control / Check Item Y N N/A Evidence / Notes
1Delivery schedules allow drivers to comply with speed limits for the full route
2Contracts and KPIs do not create financial incentives to exceed speed limits
3Telematics or GPS data is reviewed regularly for speed events
4Speed policy communicated to all drivers and subcontractors

2. Fatigue Management

Verify that rosters, schedules and monitoring controls comply with the applicable fatigue standard.

# Control / Check Item Y N N/A Evidence / Notes
5Fatigue standard identified (Standard Hours / BFM / AFM)
6Driver rosters comply with maximum work and minimum rest requirements
7Work diaries or EWDs are maintained and audited regularly
8Scheduling practices allow adequate rest between shifts
9Fatigue reporting and incident notification system in place

3. Mass Management

# Control / Check Item Y N N/A Evidence / Notes
10Vehicles are weighed or mass estimated before dispatch (weighbridge, on-board scales, documented method)
11GVM, GCM and axle group limits are known and not exceeded
12Mass declarations accompany consignments where required
CoR Checklist - Page 2 of 2
Org
Date

4. Dimension Compliance

# Control / Check Item Y N N/A Evidence / Notes
13Loads checked for height, width, length and overhang before dispatch
14Over-dimension permits obtained and conditions followed where required

5. Loading & Load Restraint

# Control / Check Item Y N N/A Evidence / Notes
15Loads restrained in accordance with NTC Load Restraint Guide 2018
16Loading procedures documented and available at loading points
17Staff involved in loading and unloading trained in load restraint methods
18Restraint equipment (straps, chains, gates, dunnage) inspected and in serviceable condition

6. Vehicle Standards

# Control / Check Item Y N N/A Evidence / Notes
19Pre-start inspections completed for every vehicle before each trip
20Defect reporting and rectification process in place, defects fixed before dispatch
21Scheduled maintenance program current for all vehicles in the fleet
22Registration and roadworthiness certificates current

7. Road Access

# Control / Check Item Y N N/A Evidence / Notes
23Vehicles operate on approved routes only (NHVR route network)
24Restricted access vehicle (RAV) permits in place where required
25Bridge and road restrictions checked before dispatch
Overall Assessment
Compliant - no gaps identified
Non-conformances found - corrective actions required

Corrective Actions

Record any non-conformances and assign corrective actions with owners and due dates.

# Non-Conformance / Gap Action Required Owner Due Date Closed
1
2
3
4
5

Declaration

I confirm that this chain of responsibility self-assessment has been completed accurately and that the controls described above have been verified. Where non-conformances have been identified, corrective actions have been assigned. I understand that each party in the chain has a duty under HVNL Section 26C to ensure, so far as is reasonably practicable, the safety of their transport activities, and that this checklist forms part of our due diligence records under Section 26E.

Completed By
Signature
Print name and role
Date
Reviewed By (Senior Manager / Director)
Signature
Print name and role
Date